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ReferenceRubricsOps Back Office.Compliance.Candidate

Ops Back Office.Compliance.Candidate

Source: reference/rubric-configs/ops-back-office.compliance.candidate.json

{ "sub_function": "ops-back-office", "sub_vertical": "compliance", "display_name": "Operations Back Office — Compliance", "version": "bootstrap-2026-06-11", "generated_from": { "run_id": "bf808d4e-b3f9-425c-9721-3af4216d056f", "cv_count_in_cell": 0, "jd_count_in_cell": 1 }, "must_have_signals": [ { "type": "tag", "values": [ "compliance officer", "bank compliance", "regulatory compliance", "risk management", "regulatory audit" ], "weight": 5, "source_docs": [ "reference/JD/Operations - banks, finance brokerage, funds, asset management/JD for Compliance Officer.pdf" ], "observed_in_pct": 1 }, { "type": "keyword", "values": [ "AML", "anti-money laundering", "KYC", "know your customer" ], "weight": 5, "source_docs": [ "reference/JD/Operations - banks, finance brokerage, funds, asset management/JD for Compliance Officer.pdf" ], "observed_in_pct": 1 }, { "type": "keyword", "values": [ "banking regulations", "MAS", "FCA", "SEC", "regulatory framework", "jurisdiction-specific regulation" ], "weight": 5, "source_docs": [ "reference/JD/Operations - banks, finance brokerage, funds, asset management/JD for Compliance Officer.pdf" ], "observed_in_pct": 1 }, { "type": "keyword", "values": [ "analytical skills", "attention to detail", "judgment", "internal documentation", "policy writing", "compliance documentation" ], "weight": 5, "source_docs": [ "reference/JD/Operations - banks, finance brokerage, funds, asset management/JD for Compliance Officer.pdf" ], "observed_in_pct": 1 }, { "type": "employer_class", "values": [ "bank", "finance brokerage", "fund", "asset management firm" ], "weight": 5, "source_docs": [ "reference/JD/Operations - banks, finance brokerage, funds, asset management/JD for Compliance Officer.pdf" ], "observed_in_pct": 1 }, { "type": "tag", "values": [ "bachelor's degree", "degree in banking", "degree in finance", "degree in law", "related field" ], "weight": 5, "source_docs": [ "reference/JD/Operations - banks, finance brokerage, funds, asset management/JD for Compliance Officer.pdf" ], "observed_in_pct": 1 }, { "type": "certification", "values": [ "CAMS", "Certified Anti-Money Laundering Specialist", "ICA Certificate", "CFE", "Certified Fraud Examiner" ], "weight": 5, "source_docs": [ "reference/JD/Operations - banks, finance brokerage, funds, asset management/JD for Compliance Officer.pdf" ], "observed_in_pct": 1 }, { "type": "keyword", "values": [ "regulatory reporting", "FATF guidelines", "OFAC", "sanctions screening", "compliance monitoring" ], "weight": 5, "source_docs": [ "reference/JD/Operations - banks, finance brokerage, funds, asset management/JD for Compliance Officer.pdf" ], "observed_in_pct": 1 }, { "type": "tag", "values": [ "multi-jurisdiction compliance", "cross-border regulatory experience" ], "weight": 5, "source_docs": [ "reference/JD/Operations - banks, finance brokerage, funds, asset management/JD for Compliance Officer.pdf" ], "observed_in_pct": 1 } ], "nice_to_have_signals": [], "disqualifying_signals": [ { "type": "tag", "values": [ "no compliance experience", "no financial services background" ], "weight": 5, "source_docs": [ "reference/JD/Operations - banks, finance brokerage, funds, asset management/JD for Compliance Officer.pdf" ], "observed_in_pct": 1 }, { "type": "tag", "values": [ "unrelated degree with no relevant experience", "non-finance non-law educational background without compensating experience" ], "weight": 5, "source_docs": [ "reference/JD/Operations - banks, finance brokerage, funds, asset management/JD for Compliance Officer.pdf" ], "observed_in_pct": 1 } ], "title_normalisations": [], "scoring_weights": { "sub_function_match": 0.2, "tag_overlap": 0.3, "seniority_delta": 0.2, "years_experience": 0.15, "red_flag_penalty": 0.15 }, "minimum_pass_score": 4, "status": "bootstrap-draft" }
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