Ops Back Office.Compliance.Candidate
Source: reference/rubric-configs/ops-back-office.compliance.candidate.json
{
"sub_function": "ops-back-office",
"sub_vertical": "compliance",
"display_name": "Operations Back Office — Compliance",
"version": "bootstrap-2026-06-11",
"generated_from": {
"run_id": "bf808d4e-b3f9-425c-9721-3af4216d056f",
"cv_count_in_cell": 0,
"jd_count_in_cell": 1
},
"must_have_signals": [
{
"type": "tag",
"values": [
"compliance officer",
"bank compliance",
"regulatory compliance",
"risk management",
"regulatory audit"
],
"weight": 5,
"source_docs": [
"reference/JD/Operations - banks, finance brokerage, funds, asset management/JD for Compliance Officer.pdf"
],
"observed_in_pct": 1
},
{
"type": "keyword",
"values": [
"AML",
"anti-money laundering",
"KYC",
"know your customer"
],
"weight": 5,
"source_docs": [
"reference/JD/Operations - banks, finance brokerage, funds, asset management/JD for Compliance Officer.pdf"
],
"observed_in_pct": 1
},
{
"type": "keyword",
"values": [
"banking regulations",
"MAS",
"FCA",
"SEC",
"regulatory framework",
"jurisdiction-specific regulation"
],
"weight": 5,
"source_docs": [
"reference/JD/Operations - banks, finance brokerage, funds, asset management/JD for Compliance Officer.pdf"
],
"observed_in_pct": 1
},
{
"type": "keyword",
"values": [
"analytical skills",
"attention to detail",
"judgment",
"internal documentation",
"policy writing",
"compliance documentation"
],
"weight": 5,
"source_docs": [
"reference/JD/Operations - banks, finance brokerage, funds, asset management/JD for Compliance Officer.pdf"
],
"observed_in_pct": 1
},
{
"type": "employer_class",
"values": [
"bank",
"finance brokerage",
"fund",
"asset management firm"
],
"weight": 5,
"source_docs": [
"reference/JD/Operations - banks, finance brokerage, funds, asset management/JD for Compliance Officer.pdf"
],
"observed_in_pct": 1
},
{
"type": "tag",
"values": [
"bachelor's degree",
"degree in banking",
"degree in finance",
"degree in law",
"related field"
],
"weight": 5,
"source_docs": [
"reference/JD/Operations - banks, finance brokerage, funds, asset management/JD for Compliance Officer.pdf"
],
"observed_in_pct": 1
},
{
"type": "certification",
"values": [
"CAMS",
"Certified Anti-Money Laundering Specialist",
"ICA Certificate",
"CFE",
"Certified Fraud Examiner"
],
"weight": 5,
"source_docs": [
"reference/JD/Operations - banks, finance brokerage, funds, asset management/JD for Compliance Officer.pdf"
],
"observed_in_pct": 1
},
{
"type": "keyword",
"values": [
"regulatory reporting",
"FATF guidelines",
"OFAC",
"sanctions screening",
"compliance monitoring"
],
"weight": 5,
"source_docs": [
"reference/JD/Operations - banks, finance brokerage, funds, asset management/JD for Compliance Officer.pdf"
],
"observed_in_pct": 1
},
{
"type": "tag",
"values": [
"multi-jurisdiction compliance",
"cross-border regulatory experience"
],
"weight": 5,
"source_docs": [
"reference/JD/Operations - banks, finance brokerage, funds, asset management/JD for Compliance Officer.pdf"
],
"observed_in_pct": 1
}
],
"nice_to_have_signals": [],
"disqualifying_signals": [
{
"type": "tag",
"values": [
"no compliance experience",
"no financial services background"
],
"weight": 5,
"source_docs": [
"reference/JD/Operations - banks, finance brokerage, funds, asset management/JD for Compliance Officer.pdf"
],
"observed_in_pct": 1
},
{
"type": "tag",
"values": [
"unrelated degree with no relevant experience",
"non-finance non-law educational background without compensating experience"
],
"weight": 5,
"source_docs": [
"reference/JD/Operations - banks, finance brokerage, funds, asset management/JD for Compliance Officer.pdf"
],
"observed_in_pct": 1
}
],
"title_normalisations": [],
"scoring_weights": {
"sub_function_match": 0.2,
"tag_overlap": 0.3,
"seniority_delta": 0.2,
"years_experience": 0.15,
"red_flag_penalty": 0.15
},
"minimum_pass_score": 4,
"status": "bootstrap-draft"
}Last updated on